Journal of the American Medical Informatics Association
◐ Oxford University Press (OUP)
Preprints posted in the last 90 days, ranked by how well they match Journal of the American Medical Informatics Association's content profile, based on 61 papers previously published here. The average preprint has a 0.12% match score for this journal, so anything above that is already an above-average fit.
Elemento, O.
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BackgroundFoundation models for electronic health records (EHRs) perform strongly on clinical prediction, but every published model has been trained within a single health system. No multi-institutional EHR foundation model currently exists, largely because privacy regulations and governance barriers block data pooling across hospitals. Two strategies could build such models without pooling: federated learning (exchanges model weights) and inference-time ensembling (exchanges only predictions at query time). Whether either is viable for autoregressive EHR foundation models, and whether individual hospitals benefit from participating, is not established. MethodsWe trained a generative pretrained transformer (GPT) style EHR foundation model on 100,163 Medical Information Mart for Intensive Care (MIMIC-IV) patients, partitioned into five heterogeneously distributed (non-IID) sites by Dirichlet allocation over International Classification of Diseases (ICD) chapters. We compared centralized training, federated averaging, and inference-time ensembling, and each hospitals solo model against the ensemble including it. Models were evaluated on 15,012 held-out patients using per-condition area under the receiver operating characteristic curve (AUROC) for five acute conditions and micro-averaged area under the precision-recall curve (AUPRC) across 2,590 diagnoses. ResultsCentralized training achieved per-condition AUROC 0.75-0.85 and overall AUPRC 0.376. Federated averaging recovered 85% of centralized AUPRC (0.321) and 98-100% of per-condition AUROC. Inference-time ensembling, requiring no training-time exchange, recovered 77% of AUPRC (0.291) and 97-99% of per-condition AUROC. An estimated 87% of participating hospitals received a better model from the ensemble than from training alone; only hospitals with [~]40% of the networks patients matched the ensemble on their own. FedProx collapsed to the marginal baseline. ConclusionsMulti-institutional EHR foundation models can be built without pooling patient data. Inference-time ensembling benefits most participating hospitals and imposes the lightest governance burden; federated learning recovers more performance but requires weight sharing. These findings offer a practical path toward collaborative clinical AI.
Yan, C.; Xin, Y.; Su, W.-C.; Gangireddy, S.; Durbhakula, S.; Bruehl, S. P.; Dickson, A. L.; Li, L.; Feng, Q.; Malin, B. A.; Derr, T.; Wei, W.-Q.
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Research applications of electronic health record (EHR) phenotypes require translating clinical definitions into executable EHR database queries, a labor-intensive process. We evaluated two frontier large language models across five phenotypes and three documentation modalities. Both models captured high-level logic from structured text but degraded markedly with diagram-only input. Error analysis revealed seven failure categories. Documentation, rather than model capability, was the primary bottleneck, reinforcing the need for standardization and expert oversight.
Hartlage, C. S.; Manning, E. R.; Bernard, J.; Vaish, S.; Gray, J.; Young, M.; Pestian, T.; Folger, A. T.; Tachinardi, P.; Mendonca, E. A.; Brokamp, C.
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Objective: To evaluate whether a locally hosted open-weight large language model (LLM) can extract documented psychosocial factors from pediatric psychiatric intake notes and apply validated extraction to a large emergency psychiatry cohort. Materials and Methods: We identified emergency department presentations at Cincinnati Children's Hospital Medical Center from January 1, 2016, through December 31, 2024, among patients younger than 18 years with psychiatric billing diagnoses. Using full-text intake notes, gpt-oss:120b classified peer conflict, sleep disruption, and school-related academic, attendance, and disciplinary issues as detected, negated, or indeterminate. Four human raters independently reviewed 50 notes. We compared Fleiss' kappa among humans alone versus humans plus the LLM, assessed repeated-query stability across 50 independent calls per note, and applied the workflow to all eligible notes. Results: Among 37,315 eligible admissions, 22,284 had eligible intake notes; 22,270 produced parseable JSON. In detected-versus-not-detected coding, human-plus-LLM reliability did not differ significantly from human-only reliability across measures (human {kappa} 0.71-0.94; human-plus-LLM {kappa} 0.70-0.93). Stability was associated with human agreement: mean LLM-human agreement increased from 42.6% for classifications with less than 80% stability to 82.7% for classifications with 100% stability (Pearson r = 0.36). Full-cohort extraction showed frequent and overlapping documented factors: sleep disruption was most frequently detected (57.7%), followed by peer conflict (47.2%), academic issues (43.4%), disciplinary issues (43.3%), and attendance issues (16.9%). Discussion: Agreement varied by construct and was strongest when repeated model outputs were stable. Conclusion: Locally hosted open-weight LLMs can support scalable structured extraction of documented psychosocial factors from pediatric psychiatric intake notes after local validation.
Ahmad, I.; Ayati, A.; Liu, K.; Ko, S.; Bonine, N.; Tabano, D.; Malik, N.; Lyu, T.; Zheng, K.; Rudrapatna, V. A.; Gupta, T.
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Background: Multicenter retrospective studies often rely on bringing patient-level data together into a single repository, introducing substantial regulatory and operational barriers. Federated analytics provides a privacy-preserving alternative; however, existing implementations are complex to use, require extensive manual effort for data cleaning, preprocessing, and harmonization, and produce approximate rather than ground-truth results for many biostatistical methods. Virtual Pooling (VP) is a recently developed multicenter study execution platform designed to overcome these limitations. In this study, we evaluate whether VP can replicate a published multicenter retrospective study end-to-end---including data preprocessing, regression analysis, and causal inference---without centralized data aggregation. Methods: We deployed VP at the University of California, San Francisco (UCSF) and the University of California, Irvine (UCI) and attempted to replicate a published study of diabetic eye disease screening practices (UCSF N = 2,592; UCI N = 5,642). VP supported all phases of this two-center study, including data cleaning, harmonization, feature engineering, imputation, propensity score estimation, patient matching, and model estimation, all conducted through a single interface without manual coordination between centers. We verified preprocessing correctness and compared descriptive statistics and causal effect estimates with those from the original study, which relied on data transfers across the centers. We also measured the latency overhead introduced by VP. Results: VP was deployed without hospital infrastructure changes, new or non-standard governance agreements, or dedicated IT support. All preprocessing steps executed correctly, with individual preprocessing operations and descriptive statistics completing in under 1 second, logistic regression in under 10 seconds, and propensity score matching in under 30 seconds. Descriptive statistics for all 30 baseline covariates were numerically identical to the original study. Univariate regression results identifying predictors of completed screening were also identical, with recent eye clinic referral (OR = 56.7; 95% CI: 42.1-76.4) and history of eye disease (OR = 6.4; 95% CI: 5.6-7.4) as the strongest predictors. VP also reproduced pooled causal estimates of automated referrals, showing an increase in screening completion from 21% to 36% at UCSF and from 13% to 34% at UCI. Conclusion: VP enables accurate, end-to-end multicenter clinical studies without centralized data sharing. By providing a single interface that supports the full analytical workflow, from uncleaned and unharmonized data through statistical results, and by exactly reproducing pooled results, VP eliminates manual coordination and data transfers across centers. These findings validate its practical potential to transform multicenter retrospective studies, particularly in contexts where data sharing is time-consuming, bureaucratic, or restricted.
Yamga, E.; Murphy, S.; Despres, P.
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BackgroundElectronic health record (EHR) phenotyping underpins observational research, cohort discovery, and clinical trial screening. Large language models (LLMs) offer new ca-pabilities for extracting phenotypes from unstructured text, but their performance depends on pipeline design choices-including prompting, text segmentation, and aggregation. No systematic framework has previously examined how these parameters shape accuracy and reproducibility. MethodsWe evaluated LLM-based phenotyping pipelines using 1,388 discharge summaries across 16 clinical phenotypes. A full factorial experiment with LLaMA-3B, 8B, and 70B systematically varied three pipeline components: prompting (zero-shot, few-shot, chain-of-thought, extract-then-phenotype), chunk-ing (none, naive, document-based), and aggregation (any-positive, two-vote, majority), yielding 24 configurations per model. To compare intrinsic model capabilities, biomedical domain-adapted, commercial frontier (LLaMA-405B, GPT-4o, Gemini Flash 2.0), and reasoning-optimized models (DeepSeek-R1) were evaluated under a fixed configuration. Performance was assessed using precision, re-call, and macro-F1; secondary analyses examined prediction consistency (Shannon entropy), self-confidence calibration, and the development of a taxonomy of recurrent model errors. ResultsFactorial ANOVAs showed that chunking and aggregation were the dominant drivers of performance, whereas the prompting strategy contributed minimally. Configuration effects were stable across model sizes, with no significant Model x Parameter interactions. Phenotype difficulty varied substantially (macro-F1 = 0.40-0.90), yet the highest-performing configuration-whole-document inference without aggregation-was consistent across phenotypes, as confirmed by mixed-effects modeling. In cross-model comparisons, DeepSeek-R1 achieved the highest macro-F1 (0.89), while LLaMA-70B matched GPT-4o and LLaMA-405B at substantially lower cost. Prediction entropy was low overall and driven primarily by phenotype difficulty rather than prompting or temperature. Self-confidence calibration was only moderately informative: high-confidence predictions were more accurate, but larger models exhibited systematic overconfidence. ConclusionsLLM performance in EHR phenotyping is governed primarily by input structure and model capacity, not prompt engineering. Simple, document-level inference yields robust performance across diverse phenotypes, providing practical design guidance for LLM-based co-hort identification while underscoring the continued need for human oversight for challenging phenotypes.
Wang, X.; Faviez, C.; Vincent, M.; Andrew, J. J.; Le Priol, E.; Saunier, S.; Knebelmann, B.; Zhang, R.; Garcelon, N.; Burgun, A.; Chen, X.
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Objectives Rare diseases often require longitudinal monitoring to characterise progression, yet much clinical information remains locked in unstructured electronic health records (EHRs). Efficient recovery of such data is critical for accurate prognostic modelling and clinical trial preparation. We aimed to develop and evaluate a small language model (SLM)-based pipeline for extracting longitudinal information from French clinical notes of patients with rare kidney diseases. Methods As a use case, we focused on serum creatinine, a key biomarker of kidney function. We analyzed 81 clinical notes comprising 200 measurements (triplet of date, value and unit). Four open-source SLMs (Mistral-7B, Llama-3.2-3B, Qwen3-4B, Qwen3-8B) were systematically tested with different prompting strategies in French and English. Outputs were post-processed to standardize formats and resolve inconsistencies, and performance was assessed across model size, prompting, language, and robustness to text duplication. Results All SLMs extracted structured triplets, with F1-scores ranging from 0.519 to 0.928 (Qwen3-8B), outperforming the rule-based baseline. Larger models generally performed better, while prompting strategy and language had modest effects across models. SLMs also showed variable robustness to duplicated content common in real-world EHR notes. Discussion Lightweight, locally deployable language models can accurately extract longitudinal biomarkers from unstructured clinical notes. Our findings highlight their practicality for rare diseases where data scarcity often limits task-specific model training. Conclusion SLMs provide a privacy-preserving and resource-efficient solution for recovering longitudinal biomarker trajectories from unstructured notes, offering potential to advance real-world research and patient care in rare kidney diseases.
Zhang, Y.; Trinh, S. H.; Phelan, T.; Byrd, T. F.; Tourani, R.; Kumar, V.; Caraballo, P. J.; Melton, G. B.; Simon, G. J.
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Background: Sepsis is a life-threatening condition in which delayed recognition and treatment are associated with increased mortality. While predictive models such as Epic's Early Detection of Sepsis Model (ESM) were developed to support early intervention, their real-world impact after integration into clinical workflows remains difficult to evaluate. Objectives: To evaluate the real-world impact of ESM integrated into clinical workflow on clinical outcomes, antibiotic use, and harm-benefit tradeoffs. Methods: We conducted a quasi-experimental study in a single healthcare system using encounter-level data from inpatient settings. Inpatient mortality, prolonged hospitalization, antibiotic use, and sepsis prevalence were compared between the pre-implementation period (3 June 2023 to 20 August 2024) and the online period (21 August 2024 to 26 December 2024) when the model became visible to clinicians. We also applied a counterfactual framework using models trained on pre-implementation data to estimate expected outcomes without ESM and to quantify harms related to overtreatment and delayed treatment. Results: Among 101,138 encounters, 86,884 occurred during the pre-implementation period and 14,254 during the online period. In unadjusted analyses, the online period had lower inpatient mortality, prolonged hospitalization, antibiotic use, and sepsis prevalence (all p[≤]0.002). In the counterfactual analyses, observed outcomes were lower than expected without ESM for mortality (1.21% vs 1.82%; p<0.001), prolonged hospitalization (5.56% vs 7.95%; p<0.001), and antibiotic use (43.52% vs 47.04%; p<0.001). False positive harm (37.72% vs 41.68%; p<0.001) was also lower than expected. Conclusions: Integration of ESM into clinical workflow was associated with improved patient outcomes, reduced antibiotic use, and decreased harm from overtreatment, without evidence of increased harm from delayed treatment, supporting a positive net clinical benefit and the safety and effectiveness of ESM under Software as a Medical Device principles. Keywords: Machine learning, Electronic health records, Clinical workflow, Counterfactual analysis, Real-world evaluation
Razzaghi, H.; Nguyen, N.; Pargi, M.; Wieand, K.; Bunnell, T.; Bailey, C.
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Objective Clinical narrative provides a unique window into provider reasoning and attribution, but use has been limited by resource requirements and extensive fine-tuning, and LLMs in particular have traditionally not performed well at medical coding. We optimize and evaluate a reproducible method for automated diagnosis assignment using LLMs in clinical notes and compare with EHR structured diagnoses. Methods We used GPT-OSS for prompt engineering and task segmentation to create a model that extracts ICD-10-CM diagnoses, with estimates of severity, currency, and importance, from progress notes. We assessed performance across multiple cohorts of patients aged 0-21 years. For each, 100 outpatient provider notes were selected across levels of severity, along with coded diagnoses from that visit (EHR); a subset of 130 notes were subjected to clinical expert review. Results Comparison showed 18.7% exact code and 33.3% ICD-10-CM category match between EHR and LLM, but semantic similarity of 0.93 at the category level. Compared to expert review, LLM precision was 0.84 and recall 0.49 for exact matches, and 0.92 and 0.62, respectively, for category-level matching. In contrast, EHR coded diagnoses showed slightly higher precision (0.94 for both cases) and substantially lower recall (0.27 and 0.43) versus expert review. Codes not identified by the LLM were more often rated by the reviewer as lower importance or certainty. Conclusion We demonstrate a reusable approach to optimizing a pretrained LLM for use in diagnosis extraction from clinical notes, facilitating large-scale diagnosis screening by LLMs without the need for expensive study-specific model refinement.
Guillot, J.; Miao, B.; Suresh, A.; Sushil, M.; Williams, C. Y.; Vashisht, R.; Oskotsky, T. T.; Sirota, M.; Butte, A. J.
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Chimeric Antigen Receptor T-cell (CAR-T) therapy, where genetically engineered patient T cells target tumor antigens, has transformed care for hematologic malignancies but requires careful tracking of adverse events (AEs) often documented only in unstructured EHR notes. We evaluated a Large Language Model (LLM)-based approach in UCSFs secure environment to extract AEs, dates, grades, and interventions within 30 days post-infusion for six commercial CAR-T products (2012-2023), benchmarking against two evaluators. Using GPT-4-0314 in a zero-shot setting with four prompts (prespecified AEs, non-prespecified AEs, CRS, ICANS), we compared outputs against dual annotations on a random sample of 50 notes using accuracy, precision, recall, F1, and Cohens kappa. From 4,762 progress notes for 293 patients (median age 65.6), CRS occurred in 80.2% (median onset 4 days); neutropenia 70.0% (16 days); neutropenic fever 64.8% (4 days); ICANS in 34.8%. Interventions included tocilizumab and corticosteroids. Grades were frequently undocumented (CRS 62.3%, ICANS 56.1%); documented cases were mainly CRS grade 1 (59.4%) and ICANS grade 2 (28.0%). Performance was high on CRS and ICANS grading (accuracy of 0.97 and 0.91, respectively). Moderate performances were assessed for prespecified AE extraction (accuracies 0.62-0.76), and non-prespecified AEs (accuracies 0.76-0.84). Inter-rater reliability was strong to near-perfect for CRS/ICANS presence and grade (kappa 0.86-0.96), moderate for dates and interventions, and weaker for broader AE attributes. LLM-derived insights can augment AE monitoring and real-world evidence generation by unlocking unstructured clinical detail and characteristic timelines after CAR T. However, performance varied for broader AE attributes, warranting cautious use. Performance was highest for detecting the presence and grade of CRS and ICANS, with strong to near-perfect inter-rater reliability. While cautious use of LLMs for broad AE extraction is warranted due to the variable performance observed in this study, these results support integrating high-performing CRS/ICANS extraction into EHR workflows. Author summaryChimeric Antigen Receptor T-cell (CAR-T) therapy has transformed care for blood cancer but requires careful tracking of adverse events (AEs). We asked whether a large language model could read routine clinical notes and extract AEs after CAR T-cell therapy. We analyzed de-identified notes from the first month after infusion. The model identified when two key side effects occurred--cytokine release syndrome (a whole-body inflammatory reaction) and neurotoxicity (brain and nerve symptoms)--and how severe they were, with accuracy similar to human reviewers. It also captured when side effects started and what treatments were given, though performance was more variable for the wider range of side effects beyond these two. In our data, these reactions often arose within the first week; blood count problems and infections were also common. Because many notes did not state severity explicitly, the model sometimes could not assign a grade. Our findings suggest that language models can help unlock important details hidden in clinical notes and could be incorporated into electronic records to support faster, more reliable side-effect monitoring and research. We recommend careful, supervised use and continued validation, especially for broader side-effect categories.
Gordon, D. M.; Homilius, M.; Antoniou, A. A.; Grannis, C.; Lammi, G. E.; Herman, A. C.; Kubatko, A.; Chaudhari, B. P.; White, P.
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ObjectivesPhenotype-driven workflows in clinical and translational research require standardized ontology-based representation, ontology-aware cohort discovery, and provenance inspection for each assertion. Existing approaches optimize either for semantic traversal or scalable batch analytics, but not both. We describe PheBee, a hybrid system that links semantic assertions to scalable evidence storage via a deterministic identifier, preserving provenance while supporting ontology-aware discovery at cohort scale. Materials and MethodsPheBee represents phenotype assertions in a knowledge graph as ontology-linked nodes with clinical modifier context (e.g., negated, family history), and stores supporting evidence records in a scalable row-oriented evidence table for cohort-scale access. The two layers are connected by a deterministic identifier enabling stable joins across repeated ingestions without duplicating high-volume evidence in the graph. We evaluated PheBee using synthetic datasets designed to exercise end-to-end ingestion and query workflows. ResultsFunctional evaluation validated hierarchical term expansion, qualifier-aware retrieval, duplicate-free assertion handling under re-ingestion, and privacy-conscious management of subjects shared across multiple research projects. At scale (10,000 subjects producing 12M evidence records) PheBee completed ingestion in [~]30 minutes and responded to interactive queries within 6 seconds under concurrent load. DiscussionPheBee exposes a unified API for ontology-aware cohort discovery with hierarchical term expansion, subject-centric retrieval of phenotypes and clinical modifiers, and evidence and provenance queries. Its data model aligns with GA4GH Phenopackets, facilitating interoperability with phenotype exchange standards. ConclusionBy combining ontology-aware semantics with scalable, provenance-bearing evidence storage, PheBee provides a practical open-source foundation for phenotype-driven research workflows that demand both semantic precision and cohort-scale traceability. LAY SUMMARYResearchers often use "phenotypes" (observable clinical features) to describe individual subjects and find groups of similar subjects. Those phenotypes come from many sources and need both standard terminology and clear evidence for why a phenotype has been associated with a subject. PheBee is a software system that stores phenotype assertions in a way that supports both "ontology-aware" searching (for example, finding patients with any subtype of a condition) and scalable storage of supporting evidence across large research cohorts. PheBee uses multiple types of data storage so researchers can perform interactive phenotype searches and also store millions of pieces of supporting evidence. A shared identifier connects the two storage layers, so subjects phenotypes and their supporting evidence remain linked even as new data is added over time. We evaluated PheBee using fully synthetic (non-patient) data to confirm correct query behavior, evidence traceability, and system performance at large scale.
Proulx, J.; Daines, B.; Barton, M.; Leonard, M. E.; Garcia, J. A.; Young, B.; Snell, Q.; West, T. W.; Watson, S. R.; AlQaseer, M.; Louiset, M.; Maqsood, M. B.; Voutt-Goos, M. J.; Douma, C.; Kasbekar, N.; Jeffries, J.; Abu-Rahmeh, W.; Frush, K.; Grewal, D. K.; Bahsoun, M.; Leonard, M.; Frankel, A.; Classen, D. C.; Pestotnik, S. L.
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Objective. To introduce PsiBench, a clinically validated medication-safety benchmark for evaluating large language models (LLMs) against the standards used to certify hospital computerized provider order entry (CPOE) and electronic health record (EHR) systems, and a non-overlapping three-tier evaluation framework separating highest-stakes discrimination, the operational CDS regime, and category-correct alerting. Materials and Methods. PsiBench comprises 492 medication-safety scenarios across 11 safety categories, created by clinical pharmacology experts whose work underpins an annualized testing procedure used by more than 2,000 U.S. hospitals. The three-tier framework partitions the scenarios non-overlappingly: Discrimination (98 scenarios, 50 fatal vs 48 deception, near-balanced 51%/49%); Operational (394 scenarios, 261 serious unsafe plus 133 safe including 41 Excessive Alerts reclassified as operational negatives); and Attribution (311 alert-required scenarios). We evaluated 40 frontier LLMs from 10 providers over 3 runs per scenario at temperature 0.2 (or the provider default where temperature is not configurable), yielding 59,040 evaluations conducted April 21-23, 2026. Results. Headline binary performance on the full benchmark spans a wide range across the 40 models: F1 78.5%-92.3%, accuracy 65.4%-89.8%, sensitivity 81.4%-100.0%, specificity 6.1%-81.8%. Leading models by F1 (o4-mini 92.3%; o3 92.2%) pair high sensitivity with meaningful specificity; three models saturate sensitivity at 100% but fall below 25% specificity, indistinguishable from a naive always-alert classifier. The wide spread on a single headline metric motivates tier-specific analyses, developed in a separate clinical paper. Discussion and Conclusion. PsiBench and the three-tier framework operationalize a rigorous evaluation rubric for LLM medication safety, grounded in two decades of national hospital audit experience. The framework generalizes to any binary medication-safety classifier (rule-based, conventional ML, or LLM-driven), supporting tier-aware model selection and post-deployment surveillance.
Bejan, C. A.; Yang, X.; Pham, A.; Qassem, L.; Abraham, A. A.; Choi, L.; Rosenbloom, S. T.; Gamire, L. X.; Phillips, E. J.
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Objective This study aimed to train and evaluate supervised machine learning algorithms using electronic health record (EHR) data to accurately estimate gestational age at delivery. <br>Materials and Methods We trained random forest, gradient boosting, and ensemble models on EHR data of mother-infant dyads from Vanderbilt University Medical Center(VUMC) and replicated the analyses at University of Michigan (UMich). We further analyzed EHR predictors of gestational age, assessed temporal drift in EHR data elements, and evaluated model performance stratified by delivery status. <br>Results The study included pregnancies corresponding to 54,344 and 34,345 mother-infant dyads at VUMC (2005-2025) and UMich (2012-2024), respectively. The gestational age predictions of the ensemble models achieved the highest agreement with the reference standard on the VUMC dataset ({+/-}1 week: 85.2%, {+/-}2 weeks: 94.3%, MAE: 4.4 days) and demonstrated stronger generalization on the UMich dataset ({+/-}1 week: 93.1%, {+/-}2 weeks: 97.8%, MAE: 2.8 days). Further, performance was better among pregnancies delivered in more recent years, and among full- and late-term deliveries compared with preterm deliveries. <br>Discussion The results indicate that supervised machine learning methods leveraging linked mother-infant EHRs can accurately estimate gestational age at delivery, while demonstrating the generalizability of the modeling approach and the portability of the analytic workflow across healthcare sites. <br>Conclusion This study presents a robust and generalizable machine learning framework to estimate gestational age at delivery. The framework can be reliably used to impute gestational age in large-scale, real-world clinical studies to support maternal and neonatal health research, in which accurate estimation of pregnancy onset is critical.
Li, X.; James, J.; Pellikka, P. A.; Zong, N.
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Randomized controlled trials (RCTs) provide high internal validity but often rely on restrictive eligibility criteria that limit generalizability and complicate real-world trial emulation. We propose AERO (AI Agent for Adaptive Eligibility Refinement and Optimization), an agentic framework that systematically adapts clinical trial eligibility criteria for application to electronic health record data. AERO integrates external clinical knowledge sources and large language model-based reasoning to classify criteria as strict inclusion, safety exclusion, confounder, or operational artifact. We evaluated AERO by emulating the WARCEF trial using Mayo Clinic Platform data restricted to the pre-trial completion period. Emulation with optimized criteria yielded a hazard ratio of 1.561 (p = 0.0605), consistent with the original neutral trial finding (HR = 1.01, p = 0.91). An ablation analysis demonstrated that eligibility handling decisions materially influence observed treatment effects. These results highlight the importance of systematic, knowledge-informed eligibility refinement in real-world evidence generation.
Barreto, G. H. C.; Burke, C.; Davies, P.; Halicka, M.; Paterson, C.; Swinton, P.; Saunders, B.; Higgins, J. P. T.
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BackgroundSystematic reviews are essential for evidence-based decision making in health sciences but require substantial time and resource for manual processes, particularly title and abstract screening. Recent advances in machine learning and large language models (LLMs) have demonstrated promise in accelerating screening with high recall but are often limited by modest gains in efficiency, mostly due to the absence of a generalisable stopping criterion. Here, we introduce and report preliminary findings on the performance of a novel semi-automated active learning system, JARVIS, that integrates LLM-based reasoning using the PICOS framework, neural networks-based classification, and human decision-making to facilitate abstract screening. MethodsDatasets containing author-made inclusion and exclusion decisions from six published systematic reviews were used to pilot the semi-automated screening system. Model performance was evaluated across recall, specificity and area under the curve precision-recall (AUC-PR), using full-text inclusion as the ground truth. Estimated workload and financial savings were calculated by comparing total screening time and reviewer costs across manual and semi-automated scenarios. ResultsAcross the six review datasets, recall ranged between 98.2% and 100%, and specificity ranged between 97.9% and 99.2% at the defined stopping point. Across iterations, AUC-PR values ranged between 83.8% and 100%. Compared with human-only screening, JARVIS delivered workload savings between 71.0% and 93.6%. When a single reviewer read the excluded records, workload savings ranged between 35.6 % and 46.8%. ConclusionThe proposed semi-automated system substantially reduced reviewer workload while maintaining high recall, improving on previously reported approaches. Further validation in larger and more varied reviews, as well as prospective testing, is warranted.
LIn, H.-M.; Lyu, J.; Wang, I.-L.
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Background: Hospital incident risk scoring has long relied on two- or three-dimensional frameworks (Severity Assessment Codes or Risk Priority Numbers),even though root cause analysis standards recognize that clinical risk is multi-factorial. The obstacle has been mainly cognitive: human reviewers cannotreliably score many dimensions across high incident volumes, so richer assessmenthas not been operationalized at scale.Objective: To extend the traditional three-dimensional FMEA to an eight-dimensional patient-safety risk feature framework, to establish a multi-modellarge language model (LLM) extraction pipeline that scores these dimensionsautomatically, and to demonstrate a variance-aware integer optimization (mean-variance integer programming, MV-IP) that provides a reproducible tie-breakingrule for incident prioritization under extraction uncertainty, rather than improvedrisk coverage.Methods: An 8-dimensional framework covering harm severity, potential harm,frequency, detectability, systemic impact, vulnerable populations, regulatoryrelevance, and economic impact was applied to 213 synthetic and 196 realcurated incident narratives. Three independent LLMs (GPT-5.4, Gemini 3.1 Pro, Grok-4.1 Fast) from different provider families extracted structured risk scores.Inter-model consistency was assessed via ICC(A,1). Among coverage-equivalentselections, MV-IP minimized inter-model variance to give a reproducible prioriti-zation rule. An English-language sensitivity analysis was conducted on 31 AHRQPSNet WebM&M cases.Results: On real cases, seven of eight dimensions reached Fair or betterinter-model reliability (ICC(A,1) 0.53 to 0.83); D5 (Systemic Impact) was theexception at Poor reliability (0.275), driven by little between-case variation ratherthan by wide model disagreement. Reliability was not uniform: two dimensionswere Excellent (D1 actual harm 0.834, D8 economic impact 0.782), two Good,and three only Fair, so some dimensions are more readily extractable than others.The same anchors gave broadly similar results on English-language narratives.When deterministic top-K selection returned several equal-coverage solutions(11 on real cases, total inter-model variance 0.205 to 1.274), MV-IP selected theminimum-disagreement set, replacing ad hoc tie-breaking with an explicit rulewithout improving coverage. Bootstrap resampling found 74% to 90% of per-casevariance estimates stable despite the three-model panel.Conclusions: The eight-dimensional framework operationalizes patient-safetyrisk features that quality teams have considered only implicitly, and three inde-pendent LLM families produced reproducible scores on most dimensions ofcurated narratives. Inter-model agreement, however, measures reproducibilityrather than clinical correctness, and high agreement does not by itself establishthat a score is right; the dimensions that are reliably extractable today (notablyD6 and D8) differ from those that are not yet (D5, and to a lesser degree D4 andD7), which has direct implications for incident-reporting form design. MV-IP con-tributes a reproducible, variance-aware tie-breaking rule rather than improvedcoverage. Validation against expert-prioritized RCA lists and deployment on rawinstitutional incident reports remain the next steps toward clinical use.
Nguyen, M.-H.; Yang, C.-T.; Cassini, T. A.; Ma, F.; Hamid, R.; Bastarache, L.; Peterson, J. F.; Xu, H.; Li, L.; Ma, S.; Shyr, C.
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Background: Large language models (LLMs) have been evaluated as tools to assist rare disease diagnosis, yet evidence on their accuracy remains fragmented. We conducted a systematic review and meta-analysis to synthesize the available evidence on the diagnostic performance of LLMs, identify sources of heterogeneity, and evaluate the current evidence base for clinical translation. Methods: We searched PubMed, Embase, Web of Science, Cochrane Library, arXiv, and medRxiv (January 2020-February 2026). Full-text articles and preprints were considered for inclusion. Eligible studies applied LLM-based systems to generate differential diagnoses for rare diseases and provided Recall@1 (R@1; proportion with the correct diagnosis ranked first). We pooled R@1 using Freeman-Tukey double arcsine transformation with DerSimonian-Laird random-effects models. Pre-specified subgroup analyses examined LLM knowledge augmentation strategy and input modality. Because both retained high residual heterogeneity, we conducted a post-hoc exploratory analysis of evaluation benchmark disease composition, mapping diseases from major benchmarks to Orphanet prevalence classifications. Risk of bias was assessed using a modified QUADAS-3 instrument. Findings: We identified 902 records, of which 564 were screened and 15 studies were eligible. These 15 studies contributed 19 system-dataset entries to the meta-analysis (total N=39,529 cases). The pooled R@1 was 43.3% (95% CI 35.1-51.6; I2=99.6%). Augmented LLM systems (agent-based reasoning, retrieval, or fine-tuning; k=8) achieved R@1 of 52.5% (42.0-62.9) versus 35.4% (30.6-40.4) for standalone LLMs (k=11; p=0.004). Post-hoc exploratory analysis indicated that evaluation benchmark disease composition was associated with differences in diagnostic performance: R@1 was lower on the Phenopacket Store dataset, which contained a higher proportion of ultra-rare diseases (52.8%; k=2), than on RareBench (29.3%; k=6) at 21.7% (18.2-25.5) versus 52.0% (40.7-63.2; p<0.001). All 19 system-dataset entries were assessed to be at high risk of bias, most commonly due to potential data leakage and limited reproducibility. No study provided prospective clinical validation. Interpretation: Diagnostic performance of LLM-based systems for rare diseases varied substantially across evaluation benchmarks. Post-hoc exploratory analysis indicated that performance was associated with benchmark disease composition. Performance was higher in benchmarks containing fewer ultra-rare diseases and in systems incorporating external knowledge at inference time. However, all included studies were at high risk of bias, and none reported prospective clinical validation. These findings highlight the need for prevalence-stratified evaluation benchmarks and independent prospective studies before clinical deployment. Funding: This work was supported in part by the National Institutes of Health Common Fund, grant 15-HG-0130 from the National Human Genome Research Institute, U01NS134349 from the National Institute of Neurological Disorders and Stroke, R00LM014429 from the National Library of Medicine, and the Potocsnak Center for Undiagnosed and Rare Disorders.
Boyce, D.; Premasiri, A.; Sullivan, S.; Levine, B.; Vieira, F. G.
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Objectives: Patient-directed SMART on FHIR lets registries acquire longitudinal electronic health record data, but the payload requires substantial engineering before use. We present Registry Forge, an open-source pipeline that converts it into research-ready outputs. Materials and Methods: Registry Forge decodes and parses mixed C-CDA, HTML, RTF, PDF, and FHIR inputs, joins records to a canonical patient identifier, and emits a browser-viewable dashboard, an OMOP CDM v5.4 data set, GA4GH Phenopackets v2, a code inventory, and regex extractions of disease-specific narrative content. Results: Applied to the ALS Research Collaborative Study (94 participants, 56 US health systems), it processed 22,686 source files and 1,791 FHIR Bundles (109,599 resources); only 15.0% of files were full C-CDA. Discussion: This pipeline generalizes to any registry acquiring data through patient-directed SMART on FHIR. Conclusion: Registry Forge closes the acquisition-to-analysis gap with no server infrastructure and is openly available.
Zheng, L.; Agnikula Kshatriya, B. S.; Ohde, J.; Rost, L.; Malik, M.; Peterson, K.; Brereton, T.; Loufek, B.; Pereira, T.; Gai, C.; Park, M.; Hartz, M.; Fladager-Muth, J.; Wi, C.-I.; Tao, C. J.; Garovic, V.; Juhn, Y. J.; Overgaard, S. M.
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Models that estimate the probability of an adverse clinical outcome require an operational cutoff to translate continuous estimated probabilities into discrete labels that can trigger clinical action. Although statistical methods identify optimal cut-offs, threshold selection ultimately reflects value judgments regarding harm tolerance, resource allocation, and workflow feasibility. We describe a governance-informed approach to selecting a deployment threshold for an asthma exacerbation (AE) prediction model integrated into clinical workflows. Using prevalence-adjusted performance metrics and real-world provider capacity modeling, we evaluated multiple candidate thresholds and quantified downstream workload and missed-event trade-offs. We demonstrate that statistically optimal thresholds may produce operationally infeasible alert volumes or unacceptable miss rates. We propose a structured threshold governance framework integrating statistical performance, clinical utility, stakeholder input, and human oversight safeguards. This case illustrates how threshold decisions should be treated as organizational governance processes rather than purely technical optimizations.
Larsen, M. E.; Campbell, I. M.; Orlando, L. A.; Robinson, P.; Walton, N. A.
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Background: Accurate extraction of Human Phenotype Ontology (HPO) terms from clinical notes is essential for variant prioritization and genetic diagnosis. Large language models (LLMs) often struggle to balance precision, hallucination avoidance, and ontology mapping accuracy, and prior work has shown that retrieval-based grounding can improve performance for individual models. We hypothesized that real-time ontology grounding through external tools would improve these metrics across heterogeneous LLMs, and we evaluated the Model Context Protocol (MCP), a standardized open framework for integrating external tools, as a vendor-agnostic mechanism for delivering such grounding. Methods: Five LLMs (Claude Sonnet 4.5, GPT-5.1, Gemini 2.5 Pro, Grok 4.1, and Qwen3 30B) extracted HPO terms from four synthetic clinical genetics notes under two conditions: baseline ("No Tools," internal knowledge only) and tool-augmented ("With Tools"), with real-time HPO retrieval delivered through MCP for models with native support and through functionally equivalent native tool-calling interfaces otherwise. Each model performed [≥]50 runs per note per condition (>2,000 total runs). Performance was evaluated using Precision, Recall, and F1-score. Outputs were manually adjudicated to classify mapping errors and hallucinations. Results were benchmarked against a commercial EHR-based HPO extraction tool. Results: Tool augmentation significantly improved performance across all models. Mean aggregate F1-score increased from 0.46 (SD 0.22) in the baseline condition to 0.72 (SD 0.15) with tools (p < 0.001). Mapping Error Rate decreased from 40.9% to 7.8% (p < 0.001), and Precision increased from 56% to 90%. Performance gains were observed across all model families, including the open-weight Qwen3 model (F1 0.11[->]0.50). For inferred phenotypes, F1 improved from 0.20 to 0.34 (p < 0.001) without a significant increase in hallucination rate (p = 0.08). Compared with the commercial benchmark, tool-augmented LLMs achieved higher F1-scores and substantially greater recall for inferred phenotypes. Conclusions: Real-time ontology grounding substantially improves HPO extraction across diverse LLMs by reducing mapping errors and enhancing phenotype inference. The Model Context Protocol provides a standardized, interoperable mechanism for delivering such grounding, supporting reproducible, vendor-agnostic deployment of clinical LLM pipelines in genomic medicine.
Pozo, M.; Pape, A.; Locke, B.; Pettine, W. W.
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Timely identification of intensive care unit (ICU) patients likely to exit the unit can support anticipatory workflows such as chart review, eligibility screening, and patient outreach prior to transfer. Most ICU discharge prediction studies report discrimination and calibration, but these metrics do not quantify the decision consequences of acting on predictions. Using adult ICU admissions from MIMIC-IV, we represented each ICU stay as a sequence of daily clinical summaries and trained logistic regression, random forest, and XGBoost models to predict next day ICU transfer. Models achieved ROC AUC of 0.80-0.84 with differing calibration. We evaluated decision utility using decision curve analysis (DCA), where positive predictions trigger proactive review. Across thresholds, model guided strategies outperformed review-all, review-none, and a simple clinical rule. To translate net benefit into implementable operations, we modeled a clinical trial recruitment workflow with an 8 hour daily time constraint, incorporating chart review and consent effort. At a feasible operating threshold (0.23), the model flagged [~]23 charts/day and yielded [~]1.23 enrollments/day under conservative eligibility and consent assumptions. These results demonstrate that DCA provides a transparent framework for determining when ICU transfer predictions are worth using and how thresholds should be selected to align with real world workflow constraints. Data and Code AvailabilityThis research has been conducted using data from MIMIC-IV. Researchers can request access via PhysioNet. Implementation code is available upon request.